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The information contained on this website does not constitute investment advice, but is for informational purposes only.

The content of this website is protected by copyright. BlackPoint Asset Management GmbH endeavors to observe all property rights or copyrights of third parties or to use license-free documents, graphics, texts, data or video sequences. All brands and trademarks named on the website and possibly protected by third parties are subject without restriction to the provisions of the applicable trademark law and the ownership rights of the respective registered owner. The copyrights to the documents, graphics, texts, data or video sequences published on this website remain with their respective owners.

BlackPoint Asset Management GmbH continuously checks that its websites are up to date. Despite all care, the information may have changed in the meantime. Liability or guarantee for the topicality, correctness and completeness of the information provided cannot be assumed. The same applies to the content of websites to which reference is made via hyperlinks. BlackPoint Asset Management GmbH is not responsible for their content.

BlackPoint Asset Management GmbH reserves the right to make changes or additions to the information provided. In particular, the opinions expressed in our publications can change at any time and without warning. The content, layout and structure of the BlackPoint Asset Management GmbH websites are protected by copyright. The reproduction of information or data, in particular the use of texts, parts of text or images, requires the prior written consent of BlackPoint Asset Management GmbH.

Complaints

You are welcome to send us complaints by telephone, in writing, by fax or by post using the following contact details:

BlackPoint Asset Management GmbH
Complaint management
Herrnstr. 44
80539 Munich
Germany

As part of your complaint, you should tell us, among other things, the cause and details of the complaint as well as your name and contact options through which we can reach you.

Immediately upon receipt, you will receive a written confirmation of the receipt of your complaint. We will then endeavor to clarify your request as quickly as possible and to comment on it. If this is not possible within a period of two weeks, you will receive an interim notification from us in text form. You will then receive a final statement on your concern no later than four weeks after receipt of your complaint. If this is not possible in individual cases, we will inform you of the reasons for this and a final date for the statement.

BlackPoint Asset Management GmbH is a member of the Association of Independent Asset Managers (VuV), which runs an arbitration board where you can apply for an arbitration procedure:

VuV ombudsman, Stresemannallee 30
60596 Frankfurt am Main
Germany
http://vuv-ombudsstelle.de/

Information about our fund

The information provided on our website does not constitute an offer or an invitation to buy or sell fund units, investment advice or any other recommendation.

They are for informational purposes only. The public offering and sale of securities are subject to national laws and other statutory regulations in the individual countries.

The sole basis for the purchase of shares are the current, official sales documents for the respective fund (the current sales prospectus, the key investor information, the current annual report and the current semi-annual report). You can obtain these documents from us and from all paying agents, sales offices and management companies named in the respective sales prospectus. Investors are also strongly advised to seek advice from a financial advisor.

The information presented on the website is only aimed at investors in the countries in which the respective fund is authorized for sale. The information is not intended for publication or use by persons or companies in a country in which the fund is not authorized for sale. If texts or documents are made available in English, this does not mean that sales authorization for English-speaking countries has been granted or applied for. In particular, the information presented on this website is not intended for US citizens or persons with residence or permanent residence in the USA.

Note according to the institute remuneration ordinance (InstitutsVergV)

BlackPoint Asset Management GmbH is classified as a small securities institution due to its size, total assets and type of activity.

The company is therefore not an important institute within the meaning of the of Section 1 (2) InstitutsVergV. It is not systemically relevant and does not accept any customer money or securities from customers when providing financial services. There are no statutory requirements for remuneration systems for small securities institutions.

The company's remuneration system is appropriate and geared towards sustainable corporate development. The remuneration regulations are in line with the company's strategic objectives; the remuneration system is reviewed annually.

The company's remuneration system provides for fixed and variable components as part of the remuneration for employees and managers. The fixed remuneration component ensures the basic provision of the employees in accordance with their respective activities. A significant dependency of the employees on any variable remuneration can be excluded. The variable remuneration relates to the success resulting from team performance. This avoids inducing individual employees to take disproportionately high risks.

Disclosure obligation according to Regulation (EU) 2019/2088

Due to legal requirements - Regulation (EU) 2019/2088 ("Disclosure Regulation") - we are obliged to disclose information for increased transparency, including in relation to the strategies for dealing with sustainability risks, and potential or identified adverse sustainability impacts.

Article 3 Disclosure Regulation: Transparency in sustainability risk management strategies

Environmental conditions, social upheavals and/or poor corporate governance can adversely affect the value of our customers' investments and assets in a number of ways. These so-called sustainability risks can have a direct impact on the asset, financial and earnings situation and also on the reputation of the investment objects. Since such risks cannot ultimately be completely ruled out, we have developed specific strategies for the financial services we offer in order to be able to identify and limit sustainability risks.

In order to limit sustainability risks, we try to identify and, if possible, exclude investments in companies that have an increased risk potential. With specific exclusion criteria, we see ourselves in a position to base investment decisions (or investment recommendations) on environmental, social or company-related values. To do this, we generally use valuation methods that are recognized in the market.

On the one hand, the identification of suitable investments can consist of investing in investment funds whose investment policy is already equipped with a suitable and recognized sustainability filter to reduce sustainability risks. The identification of suitable investments to limit sustainability risks can also consist in the fact that we use recognized rating agencies for the product selection in financial portfolio management (or for the recommendations in investment advice). The specific details result from the individual agreements.

Relevant information can also be found under the links and downloads at the end of this section*.

Article 4 Disclosure Regulation: Transparency of adverse sustainability impacts at company level

As a company, we want to make a contribution to more sustainable, resource-efficient management with the aim of reducing the risks and effects of climate change in particular. In addition to observing sustainability goals in our corporate organization itself, we see it as our task to sensitize our customers to aspects of sustainability when designing the business relationship with us.

Relevant information can also be found under the links and downloads at the end of this section*.

Article 5 Disclosure Regulation: Transparency of the remuneration policy in connection with the consideration of sustainability risks

Our company's strategies for incorporating sustainability risks are also incorporated into our internal organizational guidelines. Compliance with these guidelines is essential for evaluating the work performance of all employees and thus has a significant influence on future salary developments. In this respect, the remuneration policy is consistent with the strategies for incorporating sustainability risks.

Articles 8, 10 and 11 Disclosure Regulation: Transparency when advertising ecological or social characteristics

Our BlackPoint Evolution Fund is classified as an Article 8 product under the Disclosure Regulations. Corresponding information on the ecological and social characteristics is available on the website of our fund's capital management company, IPConcept (Luxemburg) S.A..

Our BlackPoint NextGen Fund is classified as an Article 6 product under the Disclosure Regulation.


* When making an investment decision, not only sustainability aspects have to be taken into account, but also all the characteristics/goals mentioned in the sales documents.

> Consideration of sustainability risks

> Sustainability-related disclosures (German), BlackPoint Evolution Fund

> Current PAI indicators monitored and scored by BlackPoint Asset Management

> BlackPoint Evolution Fund ESG Policy

Participation policy

Description and publication of the participation policy in accordance with Section 134b AktG

We are an asset manager within the meaning of Section 134a (1) No. 2 AktG and must therefore comply with the provisions of Sections 134b and 134c AktG and describe and publish our participation policy within the meaning of Section 134b (1) AktG.

We do not exercise any of our customers' shareholder rights. No general meetings are attended, no voting rights are exercised for customers, notifications from stock corporations are only taken into account as part of mandatory notifications and there is no active communication with the company or with other shareholders. These statements apply to individual asset management mandates via individual custody accounts.

Therefore, the participation policy for individual asset management mandates via individual custody accounts was defined as follows:

  1. We do not exercise any shareholder rights within the meaning of Section 134b (1) No. 1 AktG that are based on participation in the company. In particular, no rights relating to the general meetings of stock corporations are exercised. The right to a share in the profits within the meaning of §§ 60ff. AktG and subscription rights are exercised in consultation with the customer.
  2. The monitoring of important company matters within the meaning of Section 134b (1) No. 2 AktG is carried out by taking note of the companies' statutory reporting in financial reports and ad hoc notifications.
  3. An exchange of views with corporate bodies and / or stakeholders within the meaning of Section 134b (1) No. 3 AktG does not take place.
  4. There is no cooperation with other shareholders within the meaning of Section 134b (1) No. 4 AktG.
  5. If there are conflicts of interest within the meaning of Section 134b (1) No. 5 AktG, these will be disclosed to those affected in accordance with the statutory provisions and the further course of action will be clarified with those affected.
  6. There is no annual reporting on the implementation of the participation policy within the meaning of Section 134b (2) AktG, as there is no corresponding exercise of rights.
  7. The publication of the voting behavior within the meaning of Section 134b (3) AktG is not carried out as there is no participation in voting.

For the mutual fund managed by us (BlackPoint Evolution Fund), we pursue the policy of confronting stock corporations in which our fund is invested in the event of breaches of compliance with ESG criteria. The cooperation of the fund administration company of our mutual fund with IVOX Glass Lewis exerts influence on general meetings of companies with regard to ESG criteria.

IVOX Glass Lewis is a subsidiary of Glass, Lewis & Co., the leading independent governance analysis and proxy voting company with a worldwide client base of more than 1,200 organizations / companies who collectively manage more than $ 25 trillion in assets. Glass Lewis empowers institutional investors to make informed voting decisions at more than 22,000 meetings per year by identifying and assessing governance, business, legal, political and accounting risks at issuers based in 100 countries.

> IVOX Glass Lewis 2022 Policy Guidelines

Willkommen bei BlackPoint Asset Management
Welcome to BlackPoint Asset Management

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Die Informationen und Inhalte dieser Website stellen weder ein öffentliches Angebot noch eine Aufforderung zur Abgabe eines Angebotes zum Erwerb von Wertpapieren, Fondsanteilen oder Finanzinstrumenten dar.

Eine Investmententscheidung bezüglich der hier dargestellten Produkte sollte nur auf Grundlage der einschlägigen Verkaufsdokumente (Verkaufsprospekt, wesentliche Anlegerinformationen, Halbjahres- und Jahresbericht) erfolgen und nicht auf der Grundlage dieser Website. Die auf dieser Website beschriebenen Produkte dürfen nicht in allen Ländern zum Verkauf angeboten werden und sind in jedem Fall dem Investorenkreis vorbehalten, der zum Kauf der Produkte berechtigt ist. Die Informationen und Inhalte dieser Website richten sich daher nicht an natürliche oder juristische Personen, deren Wohn- bzw. Geschäftssitz einer Rechtsordnung unterliegt, die für die Verbreitung derartiger Informationen Beschränkungen vorsieht.

Die enthaltenen Informationen auf dieser Website sind nicht für die USA bestimmt. US-Bürgern gemäß Definition in Regulation S des US-Securities Act von 1933 und in den USA ansässigen Rechtssubjekten ist der Zugriff auf diese Website untersagt. Auch dürfen auf diesen Webseiten bereitgestellte Informationen nicht in den USA verbreitet oder weitergegeben werden. Die hier aufgeführten Produkte sind und werden nicht gemäß dem US-Securities Act aus dem Jahre 1933 registriert und dürfen nicht in den USA, an US-Bürger oder in den USA ansässige Rechtssubjekte
verkauft oder diesen angeboten werden.

Terms of use

The information and content provided on this website constitute neither a public offer nor a solicitation of an offer to purchase securities, shares in funds, or financial instruments..

No decision to invest in any of the products presented here should be made on the basis of this website; rather, any decision to so invest should be made solely on the basis of the relevant sales documents (pro-spectus, key investor information, semi-annual and annual report). The products described herein may not be offered for sale in all countries and are reserved, without exception, for the group of investors who are authorized to purchase the products. For this reason, neither the information nor the content provided on this website is in-tended for natural or legal persons resident or registered in any jurisdiction that imposes restrictions on the distribution of such information.

The information contained on this website is not intended for the United States of Ameri-ca. U.S. persons as defined in Regulation S of the American Securities Act of 1933 and legal entities located in the United States may not access this website. Nor may any information provided on this website be distributed or shared within the United States. The products set forth herein are not and shall not be registered under the Amer-ican Securities Act of 1933 and may not be sold or offered in the United States, either to U.S. persons or to legal entities located in the United States.

Important Information

You can invest in the BlackPoint Evolution Fund directly and securely online and always keep an eye on your investment thanks to daily transparency. This works with just a few clicks via BlackPoint digital, a service offered by FINTEXLAB, a brand of WMD Capital GmbH (HRB 226421 Commercial Register Munich), in cooperation with BlackPoint Asset Management GmbH.